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Proposed Rule

Transfer Agent Rules

Published 3 Sep 2026 · retrieved 8 Sep 2026, 02:30 EDT · version 1Official source

The full text was pulled automatically from the official source and is not Threadline News reporting; the annotations alongside it are.

Abstract

1

The U.S. Securities and Exchange Commission ("SEC" or "Commission") is proposing to adopt new rules, amend existing rules, amend the existing form for registration with the Commission as a transfer agent (Form TA-1) and the existing form for reporting activities of transfer agents (Form TA-2), and rescind an existing rule governing registered transfer agents. The proposals are designed to modernize the rules governing registered transfer agents.

Action

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Proposed rule.

Dates

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This release was published in the Federal Register on September 4, 2026. Comments should be received on or before November 3, 2026.